Filing Details
- Accession Number:
- 0000796343-19-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-28 16:51:10
- Reporting Period:
- 2019-01-24
- Accepted Time:
- 2019-01-28 16:51:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
796343 | Adobe Inc. | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267573 | Matthew Thompson | Adobe Inc. 345 Park Avenue San Jose CA 95110 | Evp Ww Field Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-24 | 57,150 | $0.00 | 107,290 | No | 4 | M | Indirect | Trust |
Common Stock | Disposition | 2019-01-24 | 28,334 | $242.56 | 78,956 | No | 4 | F | Indirect | Trust |
Common Stock | Acquisiton | 2019-01-24 | 9,525 | $0.00 | 88,481 | No | 4 | M | Indirect | Trust |
Common Stock | Disposition | 2019-01-24 | 4,122 | $242.56 | 84,359 | No | 4 | F | Indirect | Trust |
Common Stock | Acquisiton | 2019-01-24 | 9,443 | $0.00 | 93,802 | No | 4 | M | Indirect | Trust |
Common Stock | Disposition | 2019-01-24 | 4,681 | $242.56 | 89,121 | No | 4 | F | Indirect | Trust |
Common Stock | Acquisiton | 2019-01-24 | 5,114 | $0.00 | 94,235 | No | 4 | M | Indirect | Trust |
Common Stock | Disposition | 2019-01-24 | 2,535 | $242.56 | 91,700 | No | 4 | F | Indirect | Trust |
Common Stock | Disposition | 2019-01-25 | 3,499 | $243.91 | 88,201 | No | 4 | S | Indirect | Trust |
Common Stock | Disposition | 2019-01-25 | 25,226 | $245.21 | 62,975 | No | 4 | S | Indirect | Trust |
Common Stock | Disposition | 2019-01-25 | 12,275 | $245.82 | 50,700 | No | 4 | S | Indirect | Trust |
Common Stock | Disposition | 2019-01-28 | 560 | $241.61 | 50,140 | No | 4 | S | Indirect | Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Trust |
No | 4 | F | Indirect | Trust |
No | 4 | M | Indirect | Trust |
No | 4 | F | Indirect | Trust |
No | 4 | M | Indirect | Trust |
No | 4 | F | Indirect | Trust |
No | 4 | M | Indirect | Trust |
No | 4 | F | Indirect | Trust |
No | 4 | S | Indirect | Trust |
No | 4 | S | Indirect | Trust |
No | 4 | S | Indirect | Trust |
No | 4 | S | Indirect | Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Shares | Disposition | 2019-01-24 | 57,150 | $0.00 | 57,150 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2019-01-24 | 9,525 | $0.00 | 9,525 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2019-01-24 | 9,443 | $0.00 | 9,443 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2019-01-24 | 5,114 | $0.00 | 5,114 | $0.00 |
Common Stock | Performance Shares | Acquisiton | 2019-01-24 | 22,688 | $0.00 | 22,688 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2019-01-24 | 11,344 | $0.00 | 11,344 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct | ||
9,443 | No | 4 | M | Direct | ||
10,226 | No | 4 | M | Direct | ||
22,688 | No | 5 | A | Direct | ||
11,344 | No | 4 | A | Direct |
Footnotes
- Shares held by The Thompson Living Trust u/a dtd 08/28/1997 of which the reporting person is a trustee.
- Shares surrendered to pay tax liability due at vesting.
- This transaction was executed in multiple trades at prices ranging from $243.52 to $244.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- This transaction was executed in multiple trades at prices ranging from $244.58 to $245.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- This transaction was executed in multiple trades at prices ranging from $245.60 to $246.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- This transaction was executed in multiple trades at prices ranging from $241.52 to $241.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2016 vesting commencement date.
- Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date.
- Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.
- Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.
- Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period.
- The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2019 vesting commencement date if the performance goal is achieved.
- Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.