Filing Details
- Accession Number:
- 0001015328-19-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-28 16:16:39
- Reporting Period:
- 2019-01-24
- Accepted Time:
- 2019-01-28 16:16:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015328 | Wintrust Financial Corp | WTFC | State Commercial Banks (6022) | 363873352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512503 | L David Larson | 9700 West Higgins, 8Th Floor Rosemont IL 60018 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-24 | 1,212 | $0.00 | 8,288 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-01-25 | 2,265 | $30.98 | 10,553 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-25 | 2,265 | $72.65 | 8,288 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-01-25 | 2,265 | $0.00 | 2,265 | $30.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-26 | 2019-01-26 | No | 4 | M | Direct |
Footnotes
- Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.
Billionaire Hedge Funds
