Filing Details
- Accession Number:
- 0001209191-19-005455
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-25 21:27:52
- Reporting Period:
- 2019-01-24
- Accepted Time:
- 2019-01-25 21:27:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1273213 | Iii E Anthony Maida | 11500 S. Eastern Ave. Suite 240 Henderson NV 89052 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2019-01-24 | 1,550 | $3.92 | 34,538 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2019-01-24 | 1,550 | $10.37 | 32,988 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2019-01-24 | 5,700 | $5.05 | 38,688 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2019-01-24 | 5,700 | $10.37 | 32,988 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Exercise (Right to Buy) | Disposition | 2019-01-24 | 1,550 | $0.00 | 1,550 | $3.92 |
| Common Stock | Stock Option Exercise (Right to Buy) | Disposition | 2019-01-24 | 5,700 | $0.00 | 5,700 | $5.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-07-01 | No | 4 | M | Direct | |
| 24,300 | 2010-06-18 | 2020-04-20 | No | 4 | M | Direct |
Footnotes
- All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018.
- The stock option, representing the right to purchase a total of 30,000 shares of common stock, was granted on July 1, 2010. The stock option became exercisable as to 7,500 shares on July 1, 2010, 7,500 shares on July 1, 2011, 7,500 shares on July 1, 2012 and 7,500 shares on July 1, 2013.
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