Filing Details

Accession Number:
0001209191-19-005115
Form Type:
5
Zero Holdings:
No
Publication Time:
2019-01-24 15:48:12
Reporting Period:
2018-12-31
Accepted Time:
2019-01-24 15:48:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1587987 Newtek Business Services Corp. NEWT () 5
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1337003 Adam Michael Schwartz 1981 Marcus Avenue
Suite 130
Lake Success NY 11042
Chief Legal&Compliance Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-03-30 199 $17.62 16,601 No 5 P Direct
Common Stock Acquisiton 2018-06-30 189 $19.91 16,601 No 5 P Direct
Common Stock Acquisiton 2018-09-30 209 $20.94 16,601 No 5 P Direct
Common Stock Acquisiton 2018-12-28 271 $17.28 16,601 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
Footnotes
  1. Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.