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Home > Insider Trading > Filing (0001437749-19-001249)

Filing Details

Accession Number:: 0001437749-19-001249
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-01-24 11:59:41
Reporting Period:: 2018-08-15

Accepted Time:: 2019-01-24 11:59:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029125	Sun Biopharma Inc.	SNBP	Pharmaceutical Preparations (2834)	870543922

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1394821	Randall Ryan Gilbertson	8615 Eagle Creek Circle Savage MN 55378		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-08-15	47,025	$0.00	0	No	4	S	Indirect	Northern Capital Partners I, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Northern Capital Partners I, LP

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants (right to buy)	Disposition	2018-08-15	47,025	$0.00	47,025	$5.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2018-05-16	2021-05-16	No	4	S	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	555,538	Direct

Footnotes

47,025 units, with each unit consisting of one share of common stock and a warrant to purchase an additional share of common stock, were sold by the reporting person for an aggregate price of $200,000.