Filing Details
- Accession Number:
- 0001461790-19-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-23 18:13:39
- Reporting Period:
- 2019-01-18
- Accepted Time:
- 2019-01-23 18:13:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1708410 | Simplicity Esports & Gaming Co | WINR | () | A6 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1461790 | K2 Principal Fund, L.p. | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
1462149 | Shawn Kimel | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
1462150 | Shawn Kimel Investments, Inc. | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
1462151 | K2 & Associates Investment Management Inc. | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
1489956 | K2 Genpar 2009 Inc | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No | |
1489957 | K2 Genpar Lp | 2 Bloor Street West Suite 801 Toronto A6 M4W 3E2 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-01-18 | 44,000 | $6.00 | 180,443 | No | 4 | J | Direct | |
Common Stock | Disposition | 2019-01-18 | 44,000 | $5.00 | 136,443 | No | 4 | J | Direct | |
Common Stock | Disposition | 2019-01-18 | 36,622 | $4.00 | 99,821 | No | 4 | J | Direct | |
Common Stock | Disposition | 2019-01-23 | 6,000 | $2.50 | 93,821 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Forward Sale Agreement (obligation to sell) | Disposition | 2019-01-18 | 124,622 | $0.00 | 124,622 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-01-18 | 2019-01-18 | No | 4 | J | Direct |
Footnotes
- Pursuant to a forward sale agreement between the Reporting Person and the issuer, as amended, the Reporting Person was obligated to sell 220,000 shares (the "Original Shares") to the issuer on behalf of The K2 Principal Fund L.P. on January 18, 2019 unless such Original Shares were sold by the Reporting Person prior to such date. The prices at which the Reporting Person was obligated to sell any remaining shares of the Original Shares to the issuer on January 18, 2019 are as follows: (i) first, $6.00 per remaining share up to 20% of the Original Shares; (ii) then, $5.00 per remaining share up to 20% of the Original Shares; (iii) then, $4.00 per remaining share up to 20% of the Original Shares; (iv) then, $3.00 per remaining share up to 20% of the Original Shares; and (v) then, $2.00 per remaining share up to 20% of the Original Shares. On January 18, 2019, an aggregate of 124,622 shares were sold in the quantities and at the prices listed above.