Filing Details
- Accession Number:
- 0001209191-11-014054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-01 19:56:04
- Reporting Period:
- 2011-02-27
- Filing Date:
- 2011-03-01
- Accepted Time:
- 2011-03-01 19:56:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472194 | Angel Miguel Calero Fernandez | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Svp/Managing Director Mexico | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-27 | 113 | $78.20 | 5,548 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-02-28 | 107 | $78.41 | 5,441 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-02-28 | 1,650 | $43.13 | 7,091 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-28 | 1,131 | $78.41 | 5,960 | No | 4 | D | Direct | |
Common Stock | Disposition | 2011-02-28 | 1,860 | $13.64 | 7,820 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-28 | 785 | $78.41 | 7,035 | No | 4 | D | Direct | |
Common Stock | Disposition | 2011-03-01 | 1,594 | $77.93 | 5,441 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights (Right to Buy) | Disposition | 2011-02-28 | 1,650 | $0.00 | 1,650 | $43.13 |
Common Stock | Stock Appreciation Rights (Right to Buy) | Disposition | 2011-02-28 | 1,860 | $0.00 | 1,860 | $13.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-02-28 | No | 4 | M | Direct | |
5,580 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- Pursuant to the Issuer's 2005 Stock Incentive Plan and the terms of the related award agreement, shares of the Issuer's common stock are issued to the Reporting Person as his restricted stock units vest, with a portion of the newly issued shares automatically withheld by the Issuer to satisfy the resulting withholding tax obligation. This Statement of Changes of Beneficial Ownership has been filed to reflect that withholding of shares due to a recent vesting of restricted stock units held by the Reporting Person. The withholding of the newly issued shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the Reporting Person in connection with this transfer.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 28, 2009, 20% vested February 28, 2010 and the remaining 60% vested February 28, 2011.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 27, 2010, 20% vested February 27, 2011 and the remaining 60% will vest February 27, 2012.