Home > Insider Trading > Filing (0001445305-19-000009)

Filing Details

Accession Number:: 0001445305-19-000009
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-01-23 16:16:40
Reporting Period:: 2019-01-18

Accepted Time:: 2019-01-23 16:16:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1445305	Workiva Inc	WK	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1013632	D Jeff Trom	2900 University Boulevard Ames IA 50010	Executive Vp & Cto	No	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2019-01-18	781	$38.22	316,954	No	4	F	Direct
Class A Common Stock	Disposition	2019-01-19	415	$38.22	316,539	No	4	F	Direct
Class A Common Stock	Disposition	2019-01-22	2,100	$38.38	314,439	No	4	S	Direct
Class A Common Stock	Disposition	2019-01-22	17,900	$37.75	296,539	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2019-01-17	1,604,645	$0.00	1,604,645	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-01-17	1,604,645	$0.00	1,604,645	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,604,645			No	5	G	Indirect
140,000			No	5	G	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			328,402	328,402	Indirect
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$12.40	2018-02-01	2027-01-31	25,215	25,215	Direct
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$15.83	2015-08-12	2024-08-11	178,200	178,200	Direct
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$14.74	2017-02-01	2026-01-31	21,212	21,212	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	328,402	328,402	Indirect
2027-01-31	25,215	25,215	Direct
2024-08-11	178,200	178,200	Direct
2026-01-31	21,212	21,212	Direct

Footnotes

Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock units previously granted.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018.
The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $38.280 to $38.480. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $37.275 to $38.260. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
Granted pursuant to the 2014 Equity Incentive Plan.
Vests in three equal annual installments commencing on the first anniversary of the grant date.
Granted pursuant to 2009 Unit Incentive Plan.
Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.