Filing Details
- Accession Number:
- 0001179110-19-000874
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-23 13:45:41
- Reporting Period:
- 2019-01-22
- Accepted Time:
- 2019-01-23 13:45:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380936 | Guggenheim Strategic Opportunities Fund | GOF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298064 | C Randall Barnes | 227 W. Monroe Street Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-22 | 2,700 | $19.00 | 44,388 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-01-22 | 2,575 | $18.95 | 30,894 | No | 4 | P | Indirect | Mother's Roth IRA (Laverne Barnes) (formerly father's IRA prior to his death) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Mother's Roth IRA (Laverne Barnes) (formerly father's IRA prior to his death) |