Filing Details

Accession Number:
0001179110-19-000874
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-23 13:45:41
Reporting Period:
2019-01-22
Accepted Time:
2019-01-23 13:45:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380936 Guggenheim Strategic Opportunities Fund GOF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298064 C Randall Barnes 227 W. Monroe Street
Chicago IL 60606
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-22 2,700 $19.00 44,388 No 4 P Direct
Common Stock Acquisiton 2019-01-22 2,575 $18.95 30,894 No 4 P Indirect Mother's Roth IRA (Laverne Barnes) (formerly father's IRA prior to his death)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Mother's Roth IRA (Laverne Barnes) (formerly father's IRA prior to his death)