Filing Details

Accession Number:
0000921895-19-000138
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-22 21:52:43
Reporting Period:
2019-01-17
Accepted Time:
2019-01-22 21:52:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1019671 Seachange International Inc SEAC Radio & Tv Broadcasting & Communications Equipment (3663) 043197974
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1265181 Karen Singer 212 Vaccaro Drive
Cresskill NJ 07626
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-17 200,000 $1.68 4,729,017 No 4 P Indirect As managing member of TAR Holdings LLC
Common Stock Acquisiton 2019-01-17 70,000 $1.62 4,799,017 No 4 P Indirect As managing member of TAR Holdings LLC
Common Stock Acquisiton 2019-01-17 30,000 $1.63 4,829,017 No 4 P Indirect As managing member of TAR Holdings LLC
Common Stock Acquisiton 2019-01-18 11,200 $1.64 4,840,217 No 4 P Indirect As managing member of TAR Holdings LLC
Common Stock Acquisiton 2019-01-18 50,000 $1.65 4,890,217 No 4 P Indirect As managing member of TAR Holdings LLC
Common Stock Acquisiton 2019-01-18 10,000 $2.50 4,900,217 No 4 X Indirect As managing member of TAR Holdings LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect As managing member of TAR Holdings LLC
No 4 P Indirect As managing member of TAR Holdings LLC
No 4 P Indirect As managing member of TAR Holdings LLC
No 4 P Indirect As managing member of TAR Holdings LLC
No 4 P Indirect As managing member of TAR Holdings LLC
No 4 X Indirect As managing member of TAR Holdings LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Put Option (obligation to buy) Disposition 2019-01-18 100 $0.00 10,000 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-01-08 2019-01-18 No 4 X Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Put Option (obligation to buy) $2.50 2019-01-08 2019-02-15 75,000 750 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-02-15 75,000 750 Indirect
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securties Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
  2. On January 18, 2019, the counterparty to put options sold on January 8, 2019 by TAR Holdings LLC exercised such options without any action taken by TAR Holdings LLC.