Filing Details
- Accession Number:
- 0000921895-19-000138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-22 21:52:43
- Reporting Period:
- 2019-01-17
- Accepted Time:
- 2019-01-22 21:52:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1019671 | Seachange International Inc | SEAC | Radio & Tv Broadcasting & Communications Equipment (3663) | 043197974 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265181 | Karen Singer | 212 Vaccaro Drive Cresskill NJ 07626 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-17 | 200,000 | $1.68 | 4,729,017 | No | 4 | P | Indirect | As managing member of TAR Holdings LLC |
Common Stock | Acquisiton | 2019-01-17 | 70,000 | $1.62 | 4,799,017 | No | 4 | P | Indirect | As managing member of TAR Holdings LLC |
Common Stock | Acquisiton | 2019-01-17 | 30,000 | $1.63 | 4,829,017 | No | 4 | P | Indirect | As managing member of TAR Holdings LLC |
Common Stock | Acquisiton | 2019-01-18 | 11,200 | $1.64 | 4,840,217 | No | 4 | P | Indirect | As managing member of TAR Holdings LLC |
Common Stock | Acquisiton | 2019-01-18 | 50,000 | $1.65 | 4,890,217 | No | 4 | P | Indirect | As managing member of TAR Holdings LLC |
Common Stock | Acquisiton | 2019-01-18 | 10,000 | $2.50 | 4,900,217 | No | 4 | X | Indirect | As managing member of TAR Holdings LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | As managing member of TAR Holdings LLC |
No | 4 | P | Indirect | As managing member of TAR Holdings LLC |
No | 4 | P | Indirect | As managing member of TAR Holdings LLC |
No | 4 | P | Indirect | As managing member of TAR Holdings LLC |
No | 4 | P | Indirect | As managing member of TAR Holdings LLC |
No | 4 | X | Indirect | As managing member of TAR Holdings LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Put Option (obligation to buy) | Disposition | 2019-01-18 | 100 | $0.00 | 10,000 | $2.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-01-08 | 2019-01-18 | No | 4 | X | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Put Option (obligation to buy) | $2.50 | 2019-01-08 | 2019-02-15 | 75,000 | 750 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-02-15 | 75,000 | 750 | Indirect |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securties Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- On January 18, 2019, the counterparty to put options sold on January 8, 2019 by TAR Holdings LLC exercised such options without any action taken by TAR Holdings LLC.