Filing Details
- Accession Number:
- 0001674910-19-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-22 17:43:52
- Reporting Period:
- 2019-01-17
- Accepted Time:
- 2019-01-22 17:43:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674910 | Valvoline Inc | VVV | Miscellaneous Products Of Petroleum & Coal (2990) | 300939371 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685753 | A. Craig Moughler | 100 Valvoline Way Lexington KY 40509 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-17 | 6,456 | $10.33 | 27,221 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-01-17 | 4,362 | $21.26 | 22,859 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-01-18 | 2,551 | $21.88 | 20,308 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | FY 2012 Stock Appreciation Right | Acquisiton | 2019-01-17 | 6,456 | $0.00 | 6,456 | $10.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,344 | Indirect | By 401(k) Plan |
Footnotes
- Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 9, 2018.
- Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.85 to $22.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on January 18, 2019.
- 50% of the stock appreciation rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.