Filing Details
- Accession Number:
- 0001040470-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-22 17:36:49
- Reporting Period:
- 2019-01-18
- Accepted Time:
- 2019-01-22 17:36:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040470 | Aehr Test Systems | AEHR | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 942424084 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197808 | M Mario Rosati | Aehr Test Systems 400 Kato Terrace Fremont CA 94539 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-18 | 30,179 | $0.75 | 33,880 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-01-18 | 30,179 | $1.13 | 3,701 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-01-18 | 30,179 | $0.00 | 30,179 | $0.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-02-29 | 2019-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 151,016 | Indirect | By Trust |
Common Stock | 23,468 | Indirect | By Trust |
Common Stock | 22,500 | Indirect | See Footnote |
Common Stock | 27,000 | Indirect | By Managed Account |
Footnotes
- Shares held by Mario M. Rosati, Trustee of the Mario M. Rosati Trust U/D/T dated January 5, 1990.
- Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust U/D/T dated May 23, 1997.
- Shares held by WS Investment Company, LLC (2001A), for which Mr. Rosati is a general partner.
- One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter.