Filing Details
- Accession Number:
- 0001084991-19-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-22 17:06:44
- Reporting Period:
- 2019-01-17
- Accepted Time:
- 2019-01-22 17:06:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1084991 | Natural Gas Services Group Inc | NGS | Oil & Gas Field Services, Nec (1389) | 752811855 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316004 | Charles Stephen Taylor | 2911 South County Road 1260 Midland TX 79706 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-17 | 10,311 | $9.95 | 330,973 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-17 | 10,311 | $17.50 | 320,662 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-01-18 | 12,444 | $9.95 | 333,106 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-18 | 12,444 | $17.89 | 320,662 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-01-22 | 1,200 | $9.95 | 321,862 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-22 | 1,200 | $17.48 | 320,662 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2019-01-17 | 10,311 | $0.00 | 10,311 | $9.95 |
| Common Stock | Employee Stock Option | Disposition | 2019-01-18 | 12,444 | $0.00 | 12,444 | $9.95 |
| Common Stock | Common Stock | Disposition | 2019-01-22 | 1,200 | $0.00 | 1,200 | $9.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,689 | 2010-01-28 | 2019-01-28 | No | 4 | M | Direct |
| 7,245 | 2010-01-28 | 2019-01-28 | No | 4 | M | Direct |
| 6,045 | 2010-01-28 | 2019-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 21,139 | Indirect | By Rabbi Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 70,230 | 70,230 | Direct | ||
| Common Stock | Employee Stock Option | $7.84 | 2010-03-17 | 2019-03-16 | 23,852 | 23,852 | Direct |
| Common Stock | Employee Stock Option | $19.90 | 2011-01-18 | 2020-01-17 | 30,000 | 30,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 70,230 | 70,230 | Direct | |
| 2019-03-16 | 23,852 | 23,852 | Direct |
| 2020-01-17 | 30,000 | 30,000 | Direct |
Footnotes
- Not Applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.
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