Home > Insider Trading > Filing (0001225208-19-001062)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26172	Cummins Inc	CMI	Engines & Turbines (3510)	350257090

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1327988	Joseph Richard Freeland	500 Jackson Street Columbus IN 47201	President & Coo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2019-01-18	4,500	$0.00	4,500	No	4	G	Direct
Common	Disposition	2019-01-18	4,500	$150.00	0	No	4	S	Direct
Common	Disposition	2019-01-18	4,500	$0.00	11,027	No	4	G	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	S	Direct
No	4	G	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	2,867	Indirect	By 401(k) Plan
Common	6,947	Indirect	By GRAT #2

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Stock Option (Right-to-Buy)	$109.09	2019-04-04	2026-04-04	48,500	48,500	Direct
Common	Stock Option (Right-to-Buy)	$111.84	2015-04-02	2023-04-02	16,450	16,450	Direct
Common	Stock Option (Right-to-Buy)	$119.77	2013-05-02	2021-05-02	8,150	8,150	Direct
Common	Stock Option (Right-to-Buy)	$120.28	2014-04-02	2022-04-02	11,030	11,030	Direct
Common	Stock Option (Right-to-Buy)	$136.82	2018-04-02	2025-04-02	22,340	22,340	Direct
Common	Stock Option (Right-to-Buy)	$149.34	2017-04-02	2024-04-02	12,290	12,290	Direct
Common	Stock Option (Right-to-Buy)	$149.72	2020-04-03	2027-04-03	31,270	31,270	Direct
Common	Stock Option (Right-to-Buy)	$154.20	2017-07-16	2024-07-16	1,960	1,960	Direct
Common	Stock Option (Right-to-Buy)	$160.10	2021-04-03	2028-04-03	26,070	26,070	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-04-04	48,500	48,500	Direct
2023-04-02	16,450	16,450	Direct
2021-05-02	8,150	8,150	Direct
2022-04-02	11,030	11,030	Direct
2025-04-02	22,340	22,340	Direct
2024-04-02	12,290	12,290	Direct
2027-04-03	31,270	31,270	Direct
2024-07-16	1,960	1,960	Direct
2028-04-03	26,070	26,070	Direct

Footnotes

Gift to reporting person's directly-held shares from the reporting person's revocable trust.
Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 5, 2018.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.