Home > Insider Trading > Filing (0001209191-19-004269)

Filing Details

Accession Number:: 0001209191-19-004269
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-01-17 17:14:43
Reporting Period:: 2019-01-15

Accepted Time:: 2019-01-17 17:14:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1166586	A Benjamin Horowitz	C/O Okta, Inc. 100 First St, Suite 600 San Francisco CA 94105		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2019-01-15	17,947	$70.74	1,685,404	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2019-01-15	79,795	$71.98	1,605,609	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2019-01-15	500	$72.70	1,605,109	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	11,765	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Units	$0.00			3,970	3,970	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	3,970	3,970	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.48 to $71.46 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.535 to $72.515 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.56 to $72.83 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
The RSUs vest in full on the earlier of June 28, 2019 or the date immediately prior to the Issuer's next regular annual shareholders meeting,subject to the Reporting Person's continued service to the Issuer through each vesting date.