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Home > Insider Trading > Filing (0001251859-19-000005)

Filing Details

Accession Number:: 0001251859-19-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-01-17 16:25:08
Reporting Period:: 2019-01-14

Accepted Time:: 2019-01-17 16:25:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1023844	National Holdings Corp	NHLD	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	364128138

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1251859	Daniel Asher	111 W Jackson Blvd 20Th Fl Chicago IL 60604		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-01-14	11,835	$3.23	1,574,857	No	4	P	Direct
Common Stock	Disposition	2019-01-15	200	$3.27	1,574,657	No	4	S	Direct
Common Stock	Acquisiton	2019-01-16	3,204	$3.25	1,577,861	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	S	Direct
No	4	P	Direct

Footnotes

The reporting person will pay to the issuer the full amount of short-swing profits realized on the sale in accordance with Section 16(b) of the Securities Exchange Act of 1934, as amended.