Filing Details
- Accession Number:
- 0001127602-19-002071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-16 10:23:20
- Reporting Period:
- 2019-01-15
- Accepted Time:
- 2019-01-16 10:23:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1762328 | Anthony Lowings | 1441Gardiner Lane Louisville KY 40213 | Ceo, Kfc Division | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-15 | 3,761 | $20.85 | 36,497 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-01-15 | 872 | $90.00 | 35,625 | No | 4 | D | Direct | |
Common Stock | Disposition | 2019-01-15 | 2,889 | $89.93 | 32,736 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2019-01-15 | 3,761 | $0.00 | 3,761 | $20.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-02-05 | 2019-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 902 | Indirect | 401(k) Plan |
Footnotes
- Pursuant to 10b5-1 Plan