Filing Details
- Accession Number:
- 0001209191-19-003818
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-15 19:50:55
- Reporting Period:
- 2019-01-11
- Accepted Time:
- 2019-01-15 19:50:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316331 | P Patrick Gelsinger | 3401 Hillview Avenue Palo Alto CA 94304 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-01-11 | 30,095 | $69.81 | 286,929 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-01-11 | 2,600 | $145.56 | 284,329 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-01-11 | 18,058 | $146.64 | 266,271 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-01-11 | 9,437 | $147.37 | 256,834 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2019-01-11 | 30,095 | $0.00 | 30,095 | $69.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,086 | 2020-07-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 151,869 | Indirect | by GRAT |
Footnotes
- Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $144.98 through $145.96.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $145.98 through $146.97.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $146.98 through $147.90.
- The shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on December 31,2018.
- Reflects equitable adjustment to the option exercise price as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the exercise price was multiplied by a conversion factor of 0.8307.
- Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038.
- The option is fully vested.
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