Filing Details
- Accession Number:
- 0001213900-19-000768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-15 18:34:28
- Reporting Period:
- 2019-01-15
- Accepted Time:
- 2019-01-15 18:34:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1377936 | Saratoga Investment Corp. | SAR | () | 204876925 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1402487 | J Henri Steenkamp | 535 Madison Ave New York NY 10022 | Cfo, Cco, Treasurer& Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-15 | 1,208 | $22.00 | 9,026 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $22.16 to $21.97 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Saratoga Investment Corp. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
