Filing Details

Accession Number:
0001209191-19-003728
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-15 16:45:02
Reporting Period:
2019-01-15
Accepted Time:
2019-01-15 16:45:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438133 Tandem Diabetes Care Inc TNDM Surgical & Medical Instruments & Apparatus (3841) 204327508
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1542377 B Brian Hansen C/O Tandem Diabetes Care, Inc.,
11075 Roselle Street
San Diego CA 92121
Evp & Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-15 25,000 $2.59 26,381 No 4 M Direct
Common Stock Disposition 2019-01-15 25,000 $41.54 1,381 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2019-01-15 25,000 $0.00 25,000 $2.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 No 4 M Direct
Footnotes
  1. Represents shares of common stock received upon exercise of a stock option award.
  2. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2018.
  3. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $41.25 and $41.93.
  4. The option shall vest as to fifty percent (50%) of the underlying shares on 12/1/2018, and the remaining shares shall vest in twelve (12) equalmonthly installments thereafter.
  5. The expiration date for these options is 10 years from the date of grant.