Filing Details
- Accession Number:
- 0001719842-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-15 16:31:30
- Reporting Period:
- 2019-01-11
- Accepted Time:
- 2019-01-15 16:31:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1710155 | National Vision Holdings Inc. | EYE | Ophthalmic Goods (3851) | 464841717 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1719842 | John Vaught | C/O National Vision Holdings, Inc. 2435 Commerce Avenue, Bldg. 2200 Duluth GA 30096-4980 | Svp, Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-11 | 36,459 | $4.27 | 36,459 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-11 | 36,459 | $30.49 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-01-11 | 6,284 | $7.25 | 6,284 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-11 | 6,284 | $30.04 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-01-11 | 36,459 | $0.00 | 36,459 | $4.27 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-01-11 | 6,284 | $7.25 | 6,284 | $7.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,426 | 2024-03-13 | No | 4 | M | Direct | |
| 4,137 | 2024-03-13 | No | 4 | M | Direct |
Footnotes
- Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.17 to $30.89. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.14. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Of these 13,426 stock options, none are vested and 13,426 stock options will vest on March 13, 2019. An additional 37,762 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.
- These stock options are fully vested.
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