Filing Details
- Accession Number:
- 0001127602-19-001957
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-15 13:08:44
- Reporting Period:
- 2019-01-11
- Accepted Time:
- 2019-01-15 13:08:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1270033 | Stein Kruse | Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Ceo, Holland America Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Trust Shares (Beneficial Interest In Special Voting Share) | Disposition | 2019-01-11 | 6,966 | $52.27 | 50,334 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 4,202 | Direct |
Footnotes
- Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- Represents a sale of shares to satisfy the tax obligation on the release of vested restricted stock previously reported.
- Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's brokerage account.
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