Filing Details
- Accession Number:
- 0001144204-19-001703
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-15 12:16:41
- Reporting Period:
- 2019-01-11
- Accepted Time:
- 2019-01-15 12:16:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1023994 | Sg Blocks Inc. | SGBX | Wholesale-Lumber & Other Construction Materials (5030) | 954463937 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536125 | Hillair Capital Investments Lp | C/O Hillair Capital Management Llc 345 Lorton Avenue, Suite 303 Burlingame CA 94010 | No | No | Yes | No | |
| 1642615 | M Sean Mcavoy | C/O Hillair Capital Management Llc 345 Lorton Avenue, Suite 303 Burlingame CA 94010 | No | No | Yes | No | |
| 1642616 | Hillair Capital Management Llc | C/O Hillair Capital Management Llc 345 Lorton Avenue, Suite 303 Burlingame CA 94010 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-01-11 | 761 | $3.21 | 444,297 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-01-14 | 9,800 | $3.20 | 434,497 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Billionaire Hedge Funds
