Filing Details
- Accession Number:
- 0000894579-19-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-15 11:59:38
- Reporting Period:
- 2019-01-11
- Accepted Time:
- 2019-01-15 11:59:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1717844 | Michelle Lauren Basmadjian | C/O Octagon Credit Investors, Llc 250 Park Avenue, 15Th Floor New York NY 10177 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2019-01-11 | 4,434 | $8.08 | 9,434 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2019-01-14 | 8,066 | $7.99 | 17,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.06 to $8.10, inclusive. The reporting person undertakes to provide to XAI Octagon Floating Rate & Alternative Income Term Trust, any security holder of XAI Octagon Floating Rate & Alternative Income Term Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.97 to $8.10, inclusive.