Filing Details
- Accession Number:
- 0000914122-19-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-14 17:28:00
- Reporting Period:
- 2019-01-10
- Accepted Time:
- 2019-01-14 17:28:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 914122 | Perma-Pipe International Holdings Inc. | PPIH | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 363922969 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346585 | A Mark Zorko | C/O Perma-Pipe 6410 W. Howard Street Niles IL 60714 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-10 | 7,100 | $6.19 | 7,100 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-01-11 | 2,900 | $6.19 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-01-11 | 2,500 | $6.89 | 12,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-10 | 7,100 | $8.57 | 5,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-01-11 | 2,900 | $8.53 | 2,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-01-11 | 2,500 | $8.53 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2019-01-10 | 7,100 | $6.19 | 7,100 | $6.19 |
| Common Stock | Common Stock | Disposition | 2019-01-11 | 2,500 | $6.89 | 2,500 | $6.89 |
| Common Stock | Common Stock | Disposition | 2019-01-11 | 2,900 | $6.19 | 2,900 | $6.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,900 | 2019-01-10 | 2019-03-31 | No | 4 | M | Indirect |
| 0 | 2019-01-11 | 2019-05-31 | No | 4 | M | Indirect |
| 0 | 2019-01-10 | 2019-03-31 | No | 4 | M | Indirect |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $8.50 to $8.67. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $8.50 to $8.55. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
Billionaire Hedge Funds
