Filing Details
- Accession Number:
- 0001209191-19-003468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-11 18:27:45
- Reporting Period:
- 2019-01-09
- Accepted Time:
- 2019-01-11 18:27:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1462354 | A Kurt Gustafson | 11500 S. Eastern Ave. Suite 240 Henderson NV 89052 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 | Acquisiton | 2019-01-09 | 100,326 | $0.00 | 253,795 | No | 4 | A | Direct | |
Common Stock, $0.001 | Disposition | 2019-01-11 | 33,692 | $10.87 | 220,103 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 | 6,953 | Indirect | By 401(k) Plan |
Footnotes
- The shares of common stock reported herein as a result of the determination by the Compensation Committee that applicable performance criteria have been satisfied pursuant to the terms of Mr. Gustafson's award agreement.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with performance restricted stock units granted by the issuer.
- Since the date of the reporting person's last ownership report, he transferred 32,262 shares of the Company's common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.