Filing Details
- Accession Number:
- 0001209191-19-003359
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-10 19:36:15
- Reporting Period:
- 2019-01-08
- Accepted Time:
- 2019-01-10 19:36:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1713683 | Zscaler Inc. | ZS | Services-Computer Programming Services (7371) | 261173892 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1733848 | Manoj Apte | C/O Zscaler, Inc. 110 Rose Orchard Way San Jose CA 95134 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-01-08 | 800 | $45.00 | 243,185 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2018-01-10 | 14,200 | $45.01 | 228,985 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2018-01-08 | 700 | $45.00 | 27,432 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2018-01-10 | 14,300 | $45.01 | 13,132 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 114,062 | Direct | |
| Common Stock | 132 | Indirect | See footnote |
| Common Stock | 138,594 | Indirect | See footnote |
| Common Stock | 141,784 | Indirect | See footnote |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.
- Includes 17,806 shares previously held by the Manoj Apte 2017 GRAT (the "Apte GRAT") and 18,216 shares previously held by the Lalita Godbole 2017 GRAT (the "Godbole GRAT") which were re-registered effective as of December 18, 2018 to the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees (the "Family Trust").
- The shares are held directly by the Family Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (7) to this Form 4.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.
- The shares are held directly by the reporting person's mother-in-law.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.09, inclusive.
- The shares are held directly by the reporting person's father-in-law.
- Excludes 17,806 shares previously held by the Apte GRAT which were re-registered to the Family Trust effective as of December 18, 2018.
- The shares are held directly by the Apte GRAT.
- Excludes 18,216 shares previously held by the Godbole GRAT which were re-registered to the Family Trust effective as of December 18, 2018.
- The shares are held directly by the Godbole GRAT.
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