Filing Details
- Accession Number:
- 0001070081-19-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-09 17:09:30
- Reporting Period:
- 2019-01-07
- Accepted Time:
- 2019-01-09 17:09:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578962 | Walter Stuart Peltz | C/O Ptc Therapeutics, Inc. 100 Corporate Court South Plainfield NJ 07080 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-01-07 | 1,764 | $34.75 | 24,882 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-01-07 | 339 | $34.75 | 17,947 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Disposition | 2019-01-07 | 409 | $34.75 | 17,538 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | $451.20 | 2019-05-15 | 41 | 41 | Indirect | |
| Common Stock | Stock Option (Right To Buy) | $1,149.60 | 2020-02-02 | 37 | 37 | Indirect | |
| Common Stock | Stock Option (Right To Buy) | $490.80 | 2021-04-27 | 58 | 58 | Indirect | |
| Common Stock | Stock Option (Right To Buy) | $218.40 | 2022-01-10 | 38 | 38 | Indirect | |
| Common Stock | Stock Option (Right To Buy) | $10.85 | 2023-05-15 | 3,900 | 3,900 | Indirect | |
| Common Stock | Stock Option (Right To Buy) | $27.05 | 2024-01-28 | 4,900 | 4,900 | Indirect | |
| Common Stock | Stock Option (Right To Buy) | $51.00 | 2025-01-02 | 10,880 | 10,880 | Indirect | |
| Common Stock | Stock Option (Right To Buy) | $30.86 | 2026-01-03 | 11,000 | 11,000 | Indirect | |
| Common Stock | Stock Option (Right To Buy) | $12.64 | 2026-11-16 | 2,000 | 2,000 | Indirect | |
| Common Stock | Stock Option (Right To Buy) | $11.23 | 2027-01-02 | 12,600 | 12,600 | Indirect | |
| Common Stock | Stock Option (Right To Buy) | $18.01 | 2028-01-02 | 30,625 | 30,625 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-05-15 | 41 | 41 | Indirect |
| 2020-02-02 | 37 | 37 | Indirect |
| 2021-04-27 | 58 | 58 | Indirect |
| 2022-01-10 | 38 | 38 | Indirect |
| 2023-05-15 | 3,900 | 3,900 | Indirect |
| 2024-01-28 | 4,900 | 4,900 | Indirect |
| 2025-01-02 | 10,880 | 10,880 | Indirect |
| 2026-01-03 | 11,000 | 11,000 | Indirect |
| 2026-11-16 | 2,000 | 2,000 | Indirect |
| 2027-01-02 | 12,600 | 12,600 | Indirect |
| 2028-01-02 | 30,625 | 30,625 | Indirect |
Footnotes
- Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 5,400 shares of restricted stock from a January 3, 2017 grant of 21,600 shares of restricted stock.
- Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 975 RSUs from a January 3, 2017 grant of 3,900 RSUs.
- Includes: 1) 1,950 unvested RSUs from an award of 3,900 RSUs granted on January 3, 2017, which vests in four equal annual installments over four years, commencing on January 3, 2018; and 2) 5,250 shares of restricted stock granted on January 3, 2018, which vest in four equal annual installments over four years, commencing on January 3, 2019.
- The reporting person acquired beneficial ownership of these securities upon his marriage to the owner of the securities in 2018.
- Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,312 shares of restricted stock from a January 3, 2018 grant of 5,250 shares of restricted stock.
- Currently exercisable.
- This option was granted on January 4, 2016, and vests over four years, with 25% of the shares underlying the option vesting on January 4, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 4, 2017.
- This option was granted on November 17, 2016 and vests over four years, with 25% of the shares underlying the option vesting on November 17, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on February 17, 2018.
- This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.
- This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
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