Filing Details
- Accession Number:
- 0001209191-19-003002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-09 13:54:07
- Reporting Period:
- 2019-01-07
- Accepted Time:
- 2019-01-09 13:54:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183991 | E Lloyd Ross | 630 E Foothill Blvd. San Dimas CA 91773 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2018-11-15 | 79 | $65.46 | 49,279 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2019-01-07 | 1 | $0.00 | 49,277 | No | 4 | D | Direct | |
| Common Shares | Disposition | 2019-01-07 | 500 | $64.88 | 48,777 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Footnotes
- DER Units credited on 11/15/2018 as dividend at FMV
- Adjustment due to partial share
Billionaire Hedge Funds
