Filing Details

Accession Number:
0001385508-19-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-08 16:51:14
Reporting Period:
2019-01-04
Accepted Time:
2019-01-08 16:51:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1385508 Opiant Pharmaceuticals Inc. OPNT Metal Mining (1000) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1656633 Roger Crystal C/O Opiant Pharmaceuticals, Inc.
201 Santa Monica Blvd, Suite 500
Santa Monica CA 90401
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-04 16,359 $7.25 24,834 No 4 M Direct
Common Stock Disposition 2019-01-04 11,834 $13.54 13,000 No 4 S Direct
Common Stock Acquisiton 2019-01-07 8,641 $7.25 21,641 No 4 M Direct
Common Stock Acquisiton 2019-01-07 25,000 $6.00 46,641 No 4 M Direct
Common Stock Disposition 2019-01-07 26,759 $13.28 19,882 No 4 S Direct
Common Stock Disposition 2019-01-08 11,407 $13.27 8,475 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Disposition 2019-01-04 16,359 $0.00 16,359 $7.25
Common Stock Option Disposition 2019-01-07 8,641 $0.00 8,641 $7.25
Common Stock Option Disposition 2019-01-04 25,000 $0.00 25,000 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
433,641 2015-10-27 2025-10-26 No 4 M Direct
425,000 2015-10-27 2025-10-26 No 4 M Direct
50,000 2013-12-31 2023-12-30 No 4 M Direct
Footnotes
  1. The option was exercised pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
  2. The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
  3. This transaction was executed in multiple trades at prices ranging from $13.47 to $13.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $13.22 to $13.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $13.05 to $13.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.