Filing Details
- Accession Number:
- 0001195734-19-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-08 16:22:59
- Reporting Period:
- 2019-01-04
- Accepted Time:
- 2019-01-08 16:22:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1195734 | Potbelly Corp | PBPB | Retail-Eating Places (5812) | 364466837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587682 | J Matthew Revord | 111 N. Canal Suite 850 Chicago IL 60606 | Svp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-04 | 6,000 | $8.00 | 18,010 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-04 | 6,000 | $8.15 | 12,010 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-01-04 | 12,200 | $8.00 | 24,210 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-04 | 12,200 | $8.15 | 12,010 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-01-04 | 12,200 | $0.00 | 12,200 | $8.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-01-04 | 6,000 | $0.00 | 6,000 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2019-01-22 | No | 4 | M | Direct | |
| 0 | 2019-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,775 | Indirect | by Trust |
Footnotes
- These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.
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