Filing Details

Accession Number:
0001415889-19-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-07 18:49:13
Reporting Period:
2018-12-27
Accepted Time:
2019-01-07 18:49:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604191 Azurrx Biopharma Inc. AZRX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1682557 Jr. Burke Edmund Ross C/O Jdj Family Office Services
Po Box 962049
Boston MA 02196
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-02 20,000 $2.50 2,421,010 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-12-27 42,922 $1.18 2,463,932 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-12-27 23,200 $1.13 2,487,132 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-12-28 29,575 $1.18 2,516,707 No 4 P Indirect See Footnote
Common Stock Acquisiton 2018-12-31 23,848 $1.12 2,540,555 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. Mr. Ross is the manager and holds sole voting and dispositive power over the shares of common stock and each of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, and CEDA Investments, LLC disclaims beneficial ownership of such securities underlying the warrants, except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed to be an admission that any of ADEC Private Equity Investment, LLC, EBR Ventures, LLC, or CEDA Investments, LLC is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Mr. Ross disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
  2. Of the aggregate number of shares purchased on May 2, 2018, CEDA Investments, LLC purchased all 20,000 shares.
  3. Of the aggregate number of shares purchased on December 27, 2018, EBR Ventures, LLC purchased all 66,122 shares.
  4. Of the aggregate number of shares purchased on December 28, 2018, EBR Ventures, LLC purchased all 29,575 shares.
  5. Of the aggregate number of shares purchased on December 31, 2018, EBR Ventures, LLC purchased all 23,848 shares.