Filing Details
- Accession Number:
- 0001181431-11-013988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-01 16:44:26
- Reporting Period:
- 2011-02-27
- Filing Date:
- 2011-03-01
- Accepted Time:
- 2011-03-01 16:44:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032793 | Iii B Mortimer Fuller | 66 Field Point Road Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.01 Par Value | Disposition | 2011-02-27 | 703 | $51.66 | 40,738 | No | 4 | F | Direct | |
| Class A Common Stock, $0.01 Par Value | Disposition | 2011-02-28 | 1,000 | $0.00 | 39,738 | No | 4 | G | Direct | |
| Class A Common Stock, $0.01 Par Value | Disposition | 2011-03-01 | 1,900 | $50.95 | 37,838 | No | 4 | S | Direct | |
| Class A Common Stock, $0.01 Par Value | Disposition | 2011-03-01 | 11,583 | $51.61 | 26,255 | No | 4 | S | Direct | |
| Class A Common Stock, $0.01 Par Value | Disposition | 2011-03-01 | 1,400 | $52.09 | 24,855 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock, $0.01 Par Value | 5,956 | Indirect | By wife |
| Class B Common Stock, $0.01 Par Value | 1,179,094 | Direct | |
| Class B Common Stock, $0.01 Par Value | 5,748 | Indirect | By wife |
| Class B Common Stock, $0.01 Par Value | 247,870 | Indirect | By Grantor Retained Annuity Trust |
| Class B Common Stock, $0.01 Par Value | 154,930 | Indirect | By Grantor Retained Annuity Trust |
Footnotes
- These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted stock awards.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for the price increments ranging from $50.9050 to $50.99.
- Represents the weighted average sales price for the price increments ranging from $51.00 to $51.99.
- Represents the weighted average sales price for the price increments ranging from $52.0250 to $52.16.
- These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
- This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
- Reflects a distribution effected on February 25, 2011 of 97,200 shares of Class B Common Stock to Mr. Fuller by a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.
- These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.
- These shares are held in a second Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.
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