Filing Details
- Accession Number:
- 0001209191-19-002498
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-07 16:13:18
- Reporting Period:
- 2019-01-03
- Accepted Time:
- 2019-01-07 16:13:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1345126 | Compass Diversified Holdings | CODI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204375 | M Gordon Burns | 301 Riverside Avenue Second Floor Westport CT 06880 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2019-01-03 | 7,473 | $13.31 | 56,090 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 49,280 | Indirect | By IRA |
Common Shares | 12,987 | Indirect | By Trust Account |
Common Shares | 12,824 | Indirect | By Trust Account |
Common Shares | 90,000 | Indirect | By Revocable Trust |
Common Shares | 6,195 | Indirect | By Trust Account |
Series B Preferred | 10,250 | Indirect | By Revocable Trust |
Footnotes
- Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.98 to $13.46, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- Shares beneficially owned by the Reporting Person through the Talley Burns Executor Trust.
- Shares beneficially owned by the Reporting Person through the Peter Burns Executor Trust.
- Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.
- Shares beneficially owned by the Reporting Person through the Burns Family Trust.
- Each Series B Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying trust preferred interest of the Company held by the Trust.