Filing Details
- Accession Number:
- 0001140361-19-000434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-04 19:21:40
- Reporting Period:
- 2019-01-02
- Accepted Time:
- 2019-01-04 19:21:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219132 | S Peter Kirlin | 15 Secor Road Brookfield CT 06804 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-26 | 2,857 | $7.44 | 205,352 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2019-01-02 | 75,000 | $0.00 | 280,352 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-01-03 | 11,024 | $9.46 | 269,328 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares of Photronics, Inc. common stock purchased under the Company's Employee Stock Purchase Plan.
- The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the common stock of the Company on the purchase date of the applicable purchase period as defined in the offering plan documents.
- 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.
- Net proceeds of sale to offset a tax liability from restricted stock vesting.
- This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.