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Filing Details

Accession Number:: 0001489096-19-000017
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-01-04 19:01:11
Reporting Period:: 2018-05-16

Accepted Time:: 2019-01-04 19:01:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1489096	Thermon Group Holdings Inc.	THR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1181536	Jay Peterson	100 Thermon Drive San Marcos TX 78666	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-05-20	2,156	$0.00	34,474	No	4	M	Direct
Common Stock	Disposition	2018-05-20	525	$24.14	33,949	No	4	F	Direct
Common Stock	Acquisiton	2018-06-19	2,157	$0.00	36,106	No	4	M	Direct
Common Stock	Disposition	2018-06-19	525	$23.92	35,581	No	4	F	Direct
Common Stock	Acquisiton	2018-07-30	1,492	$0.00	37,073	No	4	M	Direct
Common Stock	Disposition	2018-07-30	363	$24.15	36,710	No	4	F	Direct
Common Stock	Acquisiton	2018-11-30	2,000	$22.57	38,710	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2018-05-16	5,095	$0.00	5,095	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-05-16	2,653	$0.00	2,653	$0.00
Common Stock	Performance Units	Acquisiton	2018-05-16	2,162	$0.00	2,162	$0.00
Common Stock	Performance Units	Acquisiton	2018-05-16	5,095	$0.00	5,095	$0.00
Common Stock	Performance Units	Acquisiton	2018-05-16	2,653	$0.00	2,653	$0.00
Common Stock	Performance Units	Disposition	2018-05-16	9,035	$0.00	9,035	$0.00
Common Stock	Restricted Stock Units	Disposition	2018-05-20	2,156	$0.00	2,156	$0.00
Common Stock	Restricted Stock Units	Disposition	2018-07-30	1,492	$0.00	1,492	$0.00
Common Stock	Restricted Stock Units	Disposition	2018-06-19	2,157	$0.00	2,157	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,095	2019-06-30	2021-06-30	No	4	A	Direct
2,653	2020-03-31	2020-03-31	No	4	A	Direct
2,162	2021-03-31	2021-03-31	No	4	A	Direct
5,095	2021-03-31	2021-03-31	No	4	A	Direct
2,653	2020-03-31	2020-03-31	No	4	A	Direct
0	2018-03-31	2018-03-31	No	4	D	Direct
2,157	2017-05-20	2019-05-20	No	4	M	Direct
0	2016-07-30	2018-07-30	No	4	M	Direct
4,315	2018-06-19	2020-06-19	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance Units	$0.00	2019-03-31	2019-03-31	6,469	6,469	Direct
Common Stock	Performance Units	$0.00	2019-03-31	2019-03-31	3,028	3,028	Direct
Common Stock	Performance Units	$0.00	2020-03-31	2020-03-31	6,472	6,472	Direct
Common Stock	Performance Units	$0.00	2020-03-31	2020-03-31	2,724	2,724	Direct
Common Stock	Stock Option (Right to Buy)	$12.00	2012-05-04	2021-05-04	2,000	2,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-03-31	6,469	6,469	Direct
2019-03-31	3,028	3,028	Direct
2020-03-31	6,472	6,472	Direct
2020-03-31	2,724	2,724	Direct
2021-05-04	2,000	2,000	Direct

Footnotes

On May 16, 2018, the reporting person was granted a restricted stock unit award. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. Award vests in equal annual installments on the first, second and third anniversaries of the grant date. The number of shares reflected in this filing represents unvested restricted stock units.
On May 16, 2018, the reporting person was granted a restricted stock unit award. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. Award cliff vests on March 31, 2020.
On May 16, 2018, the reporting person was granted a performance unit award vesting on March 31, 2021, subject to the Issuer's relative total shareholder return goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares.
On May 16, 2018, the reporting person was granted a performance unit award vesting on March 31, 2021, subject to the Issuer's adjusted EBITDA performance goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares.
On May 16, 2018, the reporting person was granted a performance unit award vesting on March 31, 2020, subject to the adjusted EBITDA performance goals of Thermon Heating Systems, Inc. (subsidiary of the Issuer) as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares.
On July 30, 2015, the reporting person was granted a performance unit award vesting on March 31, 2018, subject to the Issuer's relative total shareholder return goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares. On May 16, 2018, the Issuer's Compensation Committee reviewed the Company's relative total shareholder return performance during the applicable performance period and determined that zero shares were earned in settlement of the award for the period beginning July 30, 2015 and ending March 31, 2018.
On May 20, 2016, the reporting person was granted a restricted stock unit award. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. Award vests in equal annual installments on the first, second and third anniversaries of the grant date. The number of shares reflected in this filing represents unvested restricted stock units.
On July 30, 2015, the reporting person was granted a restricted stock unit award. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. Award vests in equal annual installments on the first, second and third anniversaries of the grant date. The number of shares reflected in this filing represents unvested restricted stock units.
On June 19, 2017, the reporting person was granted a restricted stock unit award. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. Award vests in equal annual installments on the first, second and third anniversaries of the grant date. The number of shares reflected in this filing represents unvested restricted stock units.
On May 20, 2016, the reporting person was granted a performance unit award vesting on March 31, 2019, subject to the Issuer's adjusted EBITDA performance goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares.
On May 20, 2016, the reporting person was granted a performance unit award vesting on March 31, 2019, subject to the Issuer's relative total shareholder return goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares.
On June 19, 2017, the reporting person was granted a performance unit award vesting on March 31, 2020, subject to the Issuer's adjusted EBITDA performance goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares.
On June 19, 2017, the reporting person was granted a performance unit award vesting on March 31, 2020, subject to the Issuer's relative total shareholder return goals as further specified in the equity award agreement. The value reflected in this filing is the grant date fair value. The number of shares subject to the award will be determined based on the application of a Monte Carlo simulation. The actual number of shares that may vest ranges from zero to 200% of the target number of shares.
On May 4, 2011, the reporting person was granted a stock option award vesting in equal annual installments on the first, second, third, fourth and fifth anniversaries of the award. The number of options reflected in this filing represents unexercised options.