Filing Details
- Accession Number:
- 0001123292-19-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-04 18:46:07
- Reporting Period:
- 2019-01-02
- Accepted Time:
- 2019-01-04 18:46:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356090 | Intrexon Corp | XON | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1093734 | D Joel Liffman | 20374 Seneca Meadows Parkway Germantown MD 20876 | Svp, Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-02 | 9,766 | $0.00 | 89,266 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-01-04 | 3,725 | $7.03 | 85,541 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2019-01-02 | 9,766 | $0.00 | 9,766 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
29,297 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of XON common stock.
- This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
- The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in three equal annual installments on each of January 2020, 2021 and 2022