Filing Details

Accession Number:
0001250853-19-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-04 18:44:15
Reporting Period:
2019-01-02
Accepted Time:
2019-01-04 18:44:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
740664 R F Industries Ltd RFIL Electronic Connectors (3678) 880168936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1281284 Marvin Fink 7610 Miramar Rd.
Bldg. 6000
San Diego CA 92126
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-02 2,000 $6.91 79,339 No 4 M Direct
Common Stock Disposition 2019-01-02 2,000 $7.30 77,339 No 4 S Direct
Common Stock Acquisiton 2019-01-04 5,860 $6.91 83,199 No 4 M Direct
Common Stock Disposition 2019-01-04 5,860 $7.46 77,339 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2019-01-02 2,000 $0.00 2,000 $6.91
Common Stock Stock Option (right to buy) Acquisiton 2019-01-04 5,860 $0.00 5,860 $6.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,860 2019-01-07 No 4 M Direct
0 2019-01-07 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.50, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. Stock Option vests and becomes exercisable in four equal increments over a one-year period on January 31, 2014, April 30, 2014, July 31, 2014 and October 31, 2014.