Filing Details
- Accession Number:
- 0001127602-19-001423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-04 18:11:55
- Reporting Period:
- 2017-02-28
- Accepted Time:
- 2019-01-04 18:11:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595041 | Quadracci Kathryn Flores | Quad/Graphics 53089-3995 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-02-28 | 5,823 | $27.43 | 22,913 | No | 4 | S | Indirect | As Trustee - HRQ 2014 Trust |
| Class A Common Stock | Disposition | 2017-11-17 | 22,913 | $21.64 | 0 | No | 4 | S | Indirect | As Trustee - HRQ 2014 Trust |
| Class A Common Stock | Acquisiton | 2019-01-01 | 9,058 | $0.00 | 31,235 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As Trustee - HRQ 2014 Trust |
| No | 4 | S | Indirect | As Trustee - HRQ 2014 Trust |
| No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 4,067 | Indirect | As Trustee - DQ 2008 Trust |
| Class A Common Stock | 4,067 | Indirect | As Trustee - HVQ 2003 Trust |
| Class A Common Stock | 4,067 | Indirect | As Trustee - MAQ 2001 Trust |
| Class A Common Stock | 0 | Indirect | By 401(a) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 1,601 | 1,601 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,468 | 1,468 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 14,915 | 14,915 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,468 | 1,468 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,468 | 1,468 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,601 | 1,601 | Direct | |
| 1,468 | 1,468 | Indirect | |
| 14,915 | 14,915 | Indirect | |
| 1,468 | 1,468 | Indirect | |
| 1,468 | 1,468 | Indirect |
Footnotes
- Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2020 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
- Includes 1,300 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.
- 192,271 shares previously held by the reporting person directly were transferred to a trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- This number reflects distributions from the Plan that are exempt transaction exempt from Section 16 reporting.
- Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
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