Filing Details
- Accession Number:
- 0001209191-11-013764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-01 16:27:58
- Reporting Period:
- 2011-02-24
- Filing Date:
- 2011-03-01
- Accepted Time:
- 2011-03-01 16:27:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
909494 | Tucows Inc | TCX | Services-Computer Processing & Data Preparation (7374) | 232707366 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368565 | Iv Hazen Rawleigh Ralls | C/O Lacuna Llc 1100 Spruce Street, Suite 202 Boulder CO 80302 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-24 | 19,906 | $0.81 | 19,906 | No | 4 | P | Indirect | Rawleigh Ralls Individual Retirement Account |
Common Stock | Acquisiton | 2011-02-25 | 21,200 | $0.81 | 41,106 | No | 4 | P | Indirect | Rawleigh Ralls Individual Retirement Account |
Common Stock | Acquisiton | 2011-02-28 | 40,364 | $0.81 | 81,470 | No | 4 | P | Indirect | Rawleigh Ralls Individual Retirement Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Rawleigh Ralls Individual Retirement Account |
No | 4 | P | Indirect | Rawleigh Ralls Individual Retirement Account |
No | 4 | P | Indirect | Rawleigh Ralls Individual Retirement Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 125,000 | Direct | |
Common Stock | 8,150,000 | Indirect | See Footnote |
Footnotes
- All of the shares purchased were within a $1.00 price range between $0.77 to $0.81 per share, with a weighted average price per share of $0.81. Upon request, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.
- All of the shares purchased were within a $1.00 price range between $0.7913 to $0.82 per share, with a weighted average price per share of $0.8097. Upon request, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.
- All of the shares purchased were within a $1.00 price range between $0.79 to $0.82 per share, with a weighted average price per share of $0.81. Upon request, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.
- These shares are held by Lacuna Hedge Fund LLLP ("Lacuna Hedge") and are indirectly owned by Lacuna, LLC ("Lacuna LLC") and Lacuna Hedge GP LLLP ("Lacuna Hedge GP"). Lacuna LLC serves as the sole general partner of Lacuna Hedge GP, which serves as the sole general partner of Lacuna Hedge. Neither Lacuna LLC nor Lacuna Hedge GP directly owns any securities of the Issuer. Each of Lacuna LLC and Lacuna Hedge GP disclaims beneficial ownership of the securities held by Lacuna Hedge, except to the extent of its pecuniary interest therein. Mr. Ralls is a member of Lacuna LLC. Mr. Ralls disclaims beneficial ownership of the securities held by Lacuna Hedge, except to the extent of his pecuniary interest therein.