Filing Details
- Accession Number:
- 0000919574-19-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-04 17:39:11
- Reporting Period:
- 2019-01-02
- Accepted Time:
- 2019-01-04 17:39:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1611110 | Medley Management Inc. | MDLY | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
944774 | Jam Partners, L.p. | 11 East 26Th Street Suite 1900 New York NY 10010 | No | No | Yes | No | |
1166408 | Sy Jacobs | 11 East 26Th Street Suite 1900 New York NY 10010 | No | No | Yes | No | |
1351063 | Jacobs Asset Management, Llc | 11 East 26Th Street Suite 1900 New York NY 10010 | No | No | Yes | No | |
1760887 | Jam Managers, Llc | 11 East 26Th Street Suite 1900 New York NY 10010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2019-01-02 | 3,689 | $3.74 | 753,558 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- The securities are held in account(s) managed indirectly by Jacobs Asset Management, LLC (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein.
- The securities are held in the account of JAM Partners, L.P. and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account(s), by JAM Managers, LLC, as the General Partner of JAM Partners, L.P. and Sy Jacobs, as the Managing Member of the Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.