Filing Details
- Accession Number:
- 0001567619-19-000595
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-04 17:09:59
- Reporting Period:
- 2019-01-02
- Accepted Time:
- 2019-01-04 17:09:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
77360 | Pentair Plc | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1738830 | Ademir Sarcevic | 5500 Wayzata Blvd., Suite 800 Golden Valley MN 55416 | Svp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares - Restricted Stock Units | Acquisiton | 2019-01-02 | 1,754 | $0.00 | 8,791 | No | 4 | A | Direct | |
Common Shares | Disposition | 2019-01-02 | 733 | $37.77 | 1,287 | No | 4 | F | Direct | |
Common Shares | Disposition | 2019-01-03 | 1,287 | $37.61 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option (right to buy) | Acquisiton | 2019-01-02 | 7,732 | $0.00 | 7,732 | $37.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,732 | 2029-01-02 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 227 | Indirect | By ESOP |
Footnotes
- Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
- End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
- Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018.
- Since the date of the reporting person's last ownership report, the reporting person transferred 232.7157 common shares held by the ESOP to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.
- Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
- One-third of the stock options become exercisable on the first, second and third anniversary of the grant.