Filing Details
- Accession Number:
- 0001127602-19-001360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-04 17:04:10
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2019-01-04 17:04:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495362 | C John Fowler | C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2017-11-20 | 10,908 | $21.77 | 102,833 | No | 4 | S | Indirect | As Trustee - HRQ 2010 Tr |
Class A Common Stock | Disposition | 2017-11-22 | 56,569 | $21.83 | 46,264 | No | 4 | S | Indirect | As Trustee - HRQ 2010 Tr |
Class A Common Stock | Disposition | 2017-11-28 | 24,039 | $21.88 | 22,225 | No | 4 | S | Indirect | As Trustee - HRQ 2010 Tr |
Class A Common Stock | Disposition | 2017-11-29 | 22,225 | $21.86 | 0 | No | 4 | S | Indirect | As Trustee - HRQ 2010 Tr |
Class A Common Stock | Acquisiton | 2019-01-01 | 9,058 | $0.00 | 118,878 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | As Trustee - HRQ 2010 Tr |
No | 4 | S | Indirect | As Trustee - HRQ 2010 Tr |
No | 4 | S | Indirect | As Trustee - HRQ 2010 Tr |
No | 4 | S | Indirect | As Trustee - HRQ 2010 Tr |
No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 1,125 | 1,125 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,125 | 1,125 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,125 | 1,125 | Indirect | ||
Class A Common Stock | Stock Options (Right to Buy) | $29.37 | 2019-01-31 | 30,000 | 30,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $41.26 | 2020-12-31 | 34,218 | 34,218 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,125 | 1,125 | Indirect | |
1,125 | 1,125 | Indirect | |
1,125 | 1,125 | Indirect | |
2019-01-31 | 30,000 | 30,000 | Direct |
2020-12-31 | 34,218 | 34,218 | Direct |
Footnotes
- As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
- Includes 175 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted
- Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- All options are fully vested and currently exercisable.