Filing Details

Accession Number:
0001240340-11-000058
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-01 16:23:39
Reporting Period:
2011-02-28
Filing Date:
2011-03-01
Accepted Time:
2011-03-01 16:23:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1098298 A Susan Kovach 300 Madison Avenue
P.o. Box 10060
Toledo OH 43699-0060
Vp,General Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-28 11,000 $11.79 56,681 No 4 M Direct
Common Stock Acquisiton 2011-02-28 3,738 $12.80 60,419 No 4 M Direct
Common Stock Acquisiton 2011-02-28 4,063 $12.80 64,482 No 4 M Direct
Common Stock Acquisiton 2011-02-28 5,420 $1.07 69,902 No 4 M Direct
Common Stock Acquisiton 2011-02-28 1,457 $10.13 71,359 No 4 M Direct
Common Stock Disposition 2011-02-28 11,000 $17.12 60,359 No 4 S Direct
Common Stock Disposition 2011-02-28 3,738 $17.12 56,621 No 4 S Direct
Common Stock Disposition 2011-02-28 4,063 $17.12 52,558 No 4 S Direct
Common Stock Disposition 2011-02-28 5,420 $17.12 47,138 No 4 S Direct
Common Stock Disposition 2011-02-28 1,457 $17.12 45,681 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-28 5,420 $17.12 5,420 $1.07
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-28 1,457 $17.12 1,457 $10.13
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-28 11,000 $17.12 11,000 $11.79
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-28 3,738 $17.12 3,738 $12.80
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-28 4,063 $17.12 4,063 $12.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,420 2010-02-12 2019-02-12 No 4 M Direct
4,370 2011-02-11 2020-02-11 No 4 M Direct
0 2006-12-08 2015-12-08 No 4 M Direct
4,063 2017-02-17 No 4 M Direct
0 2017-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,914 Indirect by 401(k) plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $15.35 2009-02-15 2018-02-15 3,621 3,621 Direct
Common Stock Non-Qualified Stock Option (right to buy) $17.00 2012-02-10 2021-02-10 3,625 3,625 Direct
Common Stock Non-Qualified Stock Option (right to buy) $20.39 2005-12-10 2014-12-11 9,500 9,500 Direct
Common Stock Non-Qualified Stock Option (right to buy) $28.53 2004-12-15 2013-12-16 12,500 12,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-15 3,621 3,621 Direct
2021-02-10 3,625 3,625 Direct
2014-12-11 9,500 9,500 Direct
2013-12-16 12,500 12,500 Direct
Footnotes
  1. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
  2. The options become exercisable for 40% of the shares on the first anniversary and 20% of the shares on the second, third and fourth anniversary dates.
  3. The options become exercisable for 33% of the shares on each of the second, third and fourth anniversary dates.
  4. The options become exercisable for 25% of the shares on each of the second, third, fourth and fifth anniversary dates.
  5. On December 6, 2005 the Board of Directors approved a motion to accelerate the vesting of all outstanding and unvested stock options that were awarded from 2002 - 2004.