Filing Details
- Accession Number:
- 0001240340-11-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-01 16:23:39
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2011-03-01
- Accepted Time:
- 2011-03-01 16:23:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1098298 | A Susan Kovach | 300 Madison Avenue P.o. Box 10060 Toledo OH 43699-0060 | Vp,General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-28 | 11,000 | $11.79 | 56,681 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-28 | 3,738 | $12.80 | 60,419 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-28 | 4,063 | $12.80 | 64,482 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-28 | 5,420 | $1.07 | 69,902 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-28 | 1,457 | $10.13 | 71,359 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-28 | 11,000 | $17.12 | 60,359 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-28 | 3,738 | $17.12 | 56,621 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-28 | 4,063 | $17.12 | 52,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-28 | 5,420 | $17.12 | 47,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-28 | 1,457 | $17.12 | 45,681 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-28 | 5,420 | $17.12 | 5,420 | $1.07 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-28 | 1,457 | $17.12 | 1,457 | $10.13 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-28 | 11,000 | $17.12 | 11,000 | $11.79 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-28 | 3,738 | $17.12 | 3,738 | $12.80 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-28 | 4,063 | $17.12 | 4,063 | $12.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,420 | 2010-02-12 | 2019-02-12 | No | 4 | M | Direct |
4,370 | 2011-02-11 | 2020-02-11 | No | 4 | M | Direct |
0 | 2006-12-08 | 2015-12-08 | No | 4 | M | Direct |
4,063 | 2017-02-17 | No | 4 | M | Direct | |
0 | 2017-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,914 | Indirect | by 401(k) plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $15.35 | 2009-02-15 | 2018-02-15 | 3,621 | 3,621 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $17.00 | 2012-02-10 | 2021-02-10 | 3,625 | 3,625 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $20.39 | 2005-12-10 | 2014-12-11 | 9,500 | 9,500 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $28.53 | 2004-12-15 | 2013-12-16 | 12,500 | 12,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-02-15 | 3,621 | 3,621 | Direct |
2021-02-10 | 3,625 | 3,625 | Direct |
2014-12-11 | 9,500 | 9,500 | Direct |
2013-12-16 | 12,500 | 12,500 | Direct |
Footnotes
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- The options become exercisable for 40% of the shares on the first anniversary and 20% of the shares on the second, third and fourth anniversary dates.
- The options become exercisable for 33% of the shares on each of the second, third and fourth anniversary dates.
- The options become exercisable for 25% of the shares on each of the second, third, fourth and fifth anniversary dates.
- On December 6, 2005 the Board of Directors approved a motion to accelerate the vesting of all outstanding and unvested stock options that were awarded from 2002 - 2004.