Filing Details

Accession Number:
0000937556-19-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-04 16:31:02
Reporting Period:
2019-01-02
Accepted Time:
2019-01-04 16:31:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
937556 Masimo Corp MASI Electromedical & Electrotherapeutic Apparatus (3845) 330368882
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228621 E Joe Kiani C/O Masimo Corporation
52 Discovery
Irvine CA 92618
Ceo And Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-02 20,000 $0.00 149,241 No 4 M Direct
Common Stock Disposition 2019-01-02 5 $93.42 10,368 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-01-02 20,000 $0.00 20,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,000 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 229,290 Indirect By Trust
Common Stock 550,000 Indirect By Trust
Common Stock 352,919 Indirect By Trust
Common Stock 359,000 Indirect By Trust
Common Stock 2,250,291 Indirect By Trust
Common Stock 9,000 Indirect See Footnote
Footnotes
  1. During fiscal year 2018, the administrator of the Masimo Retirement Savings Plan liquidated on a quarterly basis a nominal amount of Masimo Corporation shares as payment of quarterly administration fees. The liquidation of shares is reflected in this Form 4 filing. The average sales price reflected in box 4 above is an average of the quarterly sales of these shares. The information reported in this filing is based on a plan statement dated December 29, 2018.
  2. Shares held in Masimo Retirement Savings Plan.
  3. Shares held in four trusts for which Mr. Kiani is not the Trustee.
  4. Shares held in one trust for which Mr. Kiani is the sole trustee.
  5. Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.
  6. Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU.
  7. On February 27, 2018, the Reporting Person was granted 100,000 restricted stock units, 20% of which vested upon grant and 20% of which will vest on the first business day of each fiscal year thereafter.