Filing Details
- Accession Number:
- 0000937556-19-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-04 16:31:02
- Reporting Period:
- 2019-01-02
- Accepted Time:
- 2019-01-04 16:31:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228621 | E Joe Kiani | C/O Masimo Corporation 52 Discovery Irvine CA 92618 | Ceo And Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-02 | 20,000 | $0.00 | 149,241 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-01-02 | 5 | $93.42 | 10,368 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2019-01-02 | 20,000 | $0.00 | 20,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 229,290 | Indirect | By Trust |
Common Stock | 550,000 | Indirect | By Trust |
Common Stock | 352,919 | Indirect | By Trust |
Common Stock | 359,000 | Indirect | By Trust |
Common Stock | 2,250,291 | Indirect | By Trust |
Common Stock | 9,000 | Indirect | See Footnote |
Footnotes
- During fiscal year 2018, the administrator of the Masimo Retirement Savings Plan liquidated on a quarterly basis a nominal amount of Masimo Corporation shares as payment of quarterly administration fees. The liquidation of shares is reflected in this Form 4 filing. The average sales price reflected in box 4 above is an average of the quarterly sales of these shares. The information reported in this filing is based on a plan statement dated December 29, 2018.
- Shares held in Masimo Retirement Savings Plan.
- Shares held in four trusts for which Mr. Kiani is not the Trustee.
- Shares held in one trust for which Mr. Kiani is the sole trustee.
- Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.
- Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU.
- On February 27, 2018, the Reporting Person was granted 100,000 restricted stock units, 20% of which vested upon grant and 20% of which will vest on the first business day of each fiscal year thereafter.