Filing Details

Accession Number:
0001407682-11-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-01 16:18:26
Reporting Period:
2011-02-28
Filing Date:
2011-03-01
Accepted Time:
2011-03-01 16:18:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094392 Rudolph Technologies Inc RTEC Industrial Instruments For Measurement, Display, And Control (3823) 223531208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438856 Rajiv Roy C/O Rudolph Technologies, Inc.
One Rudolph Road, Po Box 1000
Flanders NJ 07836
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-28 100 $11.48 44,153 No 4 S Direct
Common Stock Disposition 2011-02-28 3,900 $11.08 40,253 No 4 S Direct
Common Stock Acquisiton 2011-03-01 8,838 $0.00 49,091 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 A Direct
Footnotes
  1. On February 1, 2010, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain revenue and earnings per share goals as well as personal performance goals for fiscal year 2010 (the "Metrics"). Effective upon the receipt of the Company's 2010 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the 2010 Metrics. The awarded performance-based RSU's are still subject to a service requirement such that the award shall vest with respect to twenty percent (20%) of the shares subject to the award (rounded down to the next whole number of shares) on March 1, 2011 and on each of the subsequent four (4) years vesting annually on February 1.