Filing Details
- Accession Number:
- 0001407682-11-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-01 16:18:26
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2011-03-01
- Accepted Time:
- 2011-03-01 16:18:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094392 | Rudolph Technologies Inc | RTEC | Industrial Instruments For Measurement, Display, And Control (3823) | 223531208 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438856 | Rajiv Roy | C/O Rudolph Technologies, Inc. One Rudolph Road, Po Box 1000 Flanders NJ 07836 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-28 | 100 | $11.48 | 44,153 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-28 | 3,900 | $11.08 | 40,253 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 8,838 | $0.00 | 49,091 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Footnotes
- On February 1, 2010, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain revenue and earnings per share goals as well as personal performance goals for fiscal year 2010 (the "Metrics"). Effective upon the receipt of the Company's 2010 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the 2010 Metrics. The awarded performance-based RSU's are still subject to a service requirement such that the award shall vest with respect to twenty percent (20%) of the shares subject to the award (rounded down to the next whole number of shares) on March 1, 2011 and on each of the subsequent four (4) years vesting annually on February 1.