Filing Details
- Accession Number:
- 0001144204-19-000661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-04 16:04:45
- Reporting Period:
- 2019-01-02
- Accepted Time:
- 2019-01-04 16:04:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1653384 | Runway Growth Credit Fund Inc. | NONE | () | 475049745 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1664300 | B. Thomas Raterman | C/O Runway Growth Credit Fund Inc. 205 N. Michigan Ave, Suite 4200 Chicago IL 60601 | Cfo, Treasurer And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2019-01-02 | 1,014 | $15.00 | 1,014 | No | 4 | P | Indirect | By Runway Growth Holdings LLC |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2019-01-02 | 791 | $15.19 | 2,818 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2019-01-02 | 2,135 | $15.19 | 2,878 | No | 4 | P | Indirect | By Runway Growth Capital LLC |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2019-01-02 | 395 | $15.19 | 1,409 | No | 4 | P | Indirect | By Runway Growth Holdings LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Runway Growth Holdings LLC |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Runway Growth Capital LLC |
| No | 4 | P | Indirect | By Runway Growth Holdings LLC |
Footnotes
- The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
- These securities are held by Runway Growth Capital LLC, and may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest therein and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.
- These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Securities held by Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.
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