Filing Details

Accession Number:
0001590541-19-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-04 15:49:59
Reporting Period:
2018-12-11
Accepted Time:
2019-01-04 15:49:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069533 Rgc Resources Inc RGCO Natural Gas Transmisison & Distribution (4923) 541909697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590541 Jr James C Shockley P.o. Box 13007
Roanoke VA 24030
Vp, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-11 1 $12.63 5,569 No 4 M Direct
Common Stock Disposition 2018-12-11 1 $28.00 5,568 No 4 S Direct
Common Stock Acquisiton 2019-01-02 1,244 $27.49 6,812 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options Disposition 2018-12-11 1 $28.00 1 $12.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,599 2014-06-06 2023-12-06 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Options $14.40 2015-06-04 2024-12-04 4,500 4,500 Direct
Common Stock Employee Stock Options $14.15 2016-06-03 2025-12-03 4,500 4,500 Direct
Common Stock Employee Stock Options $16.37 2017-06-08 2026-12-08 4,500 4,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-12-04 4,500 4,500 Direct
2025-12-03 4,500 4,500 Direct
2026-12-08 4,500 4,500 Direct
Footnotes
  1. Exercise of options granted 12/06/2013
  2. Shares issued on 01/02/2019 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three year period with 414.667 vesting immediately.
  3. Balance includes 1,256.999 shares of unvested restricted stock.