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Filing Details

Accession Number:: 0001127602-19-001079
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-01-04 10:59:23
Reporting Period:: 2017-11-20

Accepted Time:: 2019-01-04 10:59:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1481792	Quadaphics Inc.	QUAD	Commercial Printing (2750)	391152983

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1495363	Joel J Quadracci	C/O Quad/Graphics, Inc. Sussex WI 53089	Chairman, Pres. & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2017-11-20	10,908	$21.77	102,833	No	4	S	Indirect	As Trustee - HRQ 2010 Tr
Class A Common Stock	Disposition	2017-11-22	56,569	$21.83	46,264	No	4	S	Indirect	As Trustee - HRQ 2010 Tr
Class A Common Stock	Disposition	2017-11-28	24,039	$21.88	22,225	No	4	S	Indirect	As Trustee - HRQ 2010 Tr
Class A Common Stock	Disposition	2017-11-29	22,225	$21.86	0	No	4	S	Indirect	As Trustee - HRQ 2010 Tr
Class A Common Stock	Acquisiton	2019-01-01	338,165	$0.00	1,227,717	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	As Trustee - HRQ 2010 Tr
No	4	S	Indirect	As Trustee - HRQ 2010 Tr
No	4	S	Indirect	As Trustee - HRQ 2010 Tr
No	4	S	Indirect	As Trustee - HRQ 2010 Tr
No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	4,085	Indirect	By 401(a) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00		233,568	233,568	Direct
Class A Common Stock	Class B Common Stock	$0.00		2,354	2,354	Indirect
Class A Common Stock	Class B Common Stock	$0.00		2,354	2,354	Indirect
Class A Common Stock	Class B Common Stock	$0.00		5,480	5,480	Indirect
Class A Common Stock	Class B Common Stock	$0.00		120,009	120,009	Indirect
Class A Common Stock	Class B Common Stock	$0.00		5,480	5,480	Indirect
Class A Common Stock	Class B Common Stock	$0.00		2,354	2,354	Indirect
Class A Common Stock	Class B Common Stock	$0.00		5,480	5,480	Indirect
Class A Common Stock	Class B Common Stock	$0.00		2,354	2,354	Indirect
Class A Common Stock	Stock Options (Right to Buy)	$15.37	2019-01-31	100,000	100,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$16.62	2020-01-31	150,000	150,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$41.26	2021-01-01	119,643	119,643	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	4,410	4,410	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	6,825	6,825	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	3,938	3,938	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	9,000	9,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	5,250	5,250	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	4,250	4,250	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	3,675	3,675	Direct
Class A Common Stock	Stock Options (Right to Buy)	$14.14	2022-01-01	39,881	39,881	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	233,568	233,568	Direct
	2,354	2,354	Indirect
	2,354	2,354	Indirect
	5,480	5,480	Indirect
	120,009	120,009	Indirect
	5,480	5,480	Indirect
	2,354	2,354	Indirect
	5,480	5,480	Indirect
	2,354	2,354	Indirect
2019-01-31	100,000	100,000	Direct
2020-01-31	150,000	150,000	Direct
2021-01-01	119,643	119,643	Direct
2021-11-18	4,410	4,410	Direct
2021-11-18	6,825	6,825	Direct
2021-11-18	3,938	3,938	Direct
2021-11-18	9,000	9,000	Direct
2021-11-18	5,250	5,250	Direct
2021-11-18	4,250	4,250	Direct
2021-11-18	3,675	3,675	Direct
2022-01-01	39,881	39,881	Direct

Footnotes

As Trustee for the H. Richard Quadracci 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Includes 338,165 shares of restricted stock, granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan, that will vest on March 1, 2022.
This number reflects distributions from the Plan that were exempt from Section 16 reporting.
Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
As Trustee for the Alexander Q. Harned 2007 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Elizabeth Quadracci Harned 2003 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Harry Virgil Quadracci Flores 2002 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the HVQ 1992 Descendants Trust f/b/o J. Joel Quadracci. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Isabella Marion Flores 1999 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Kathryn B. Harned 2004 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the Kaitlin Mary Flores 2000 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As Trustee for the William V. Harned 2006 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
All options are fully vested and currently exercisable.