Filing Details
- Accession Number:
- 0000874015-19-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-03 19:50:04
- Reporting Period:
- 2019-01-01
- Accepted Time:
- 2019-01-03 19:50:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874015 | Ionis Pharmaceuticals Inc | IONS | Pharmaceutical Preparations (2834) | 330336973 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1564926 | R. Patrick O'neil | C/O Ionis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010 | Svp Legal & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-01 | 66 | $36.45 | 14,584 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2019-01-03 | 400 | $10.82 | 14,984 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-01-03 | 400 | $54.80 | 14,584 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-01-03 | 4,000 | $39.87 | 18,584 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-01-03 | 4,000 | $54.80 | 14,584 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-01-02 | 49,800 | $0.00 | 49,800 | $53.77 |
Common Stock | Empoyee Stock Option (right to buy) | Disposition | 2019-01-03 | 400 | $0.00 | 400 | $10.82 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-01-03 | 4,000 | $0.00 | 4,000 | $39.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
49,800 | 2020-01-02 | 2026-01-01 | No | 4 | A | Direct |
0 | 2017-01-02 | 2020-01-01 | No | 4 | M | Direct |
27,875 | 2018-01-02 | 2021-01-01 | No | 4 | M | Direct |
Footnotes
- Reporting shares acquired under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on January 1, 2019. These shares may not be sold until July 2, 2019.
- Grant of 01/02/2019 to reporting person of stock options under the Ionis Pharmaceuticals, Inc. 2011 Equity Incentive Plan. 25% of the shares subject to the option vest and become exercisable on 01/02/2020. Thereafter, the remaining shares subject to the option vest and become exercisable in 36 equal monthly installments over the next 3 years. Following this transaction, the option was exercisable as to 0 on 01/02/2019.
- Acquired as a result of exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on 08/29/18.